November 02, 2016 BY Valentina Kirilova
SFC bans a former representative of UOB Kay Hian Ltd and UOB Kay Hian Futures for 10 years
The Securities and Futures Commission (SFC) has prohibited Mr Lawrence Lai, a former representative of UOB Kay Hian (Hong Kong) Limited and UOB Kay Hian Futures (Hong Kong) Limited (collectively, UOB Hong Kong), from re-entering the industry for 10 years from 2 November 2016 to 1 November 2026 for breach of the Code of Conduct.…
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