Tag: swap dealers

CFTC offices
November 30, 2017 BY Valentina Kirilova

CFTC extends swap data reporting relief for certain swap dealers

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today extended relief it provided certain CFTC-registered swap dealers (SD) and major swap participants (MSP) in November 2016. Today’s relief, announced in a no-action letter, states that the Division will not recommend that the CFTC take an enforcement action against a non-U.S. SD or…

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March 14, 2017 BY Valentina Kirilova

CFTC extends comment period on proposed capital requirements of swap dealers and major swap participants

The U.S. Commodity Futures Trading Commission (CFTC) announced that it is extending the comment period on its proposed capital requirements applicable to swap dealers and major swap participants for an additional 60 days. The original comment period was to expire March 16, 2017. As extended, the comment period will expire on May 15, 2017. Notice…

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June 16, 2015 BY Mike Fox

CFTC extends time-limited, no-action relief for Swap Dealers and Major Swap Participants from reporting obligations

The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (Division) today issued a no-action letter extending the time-limited relief previously provided in no-action letter 14-90, expiring on June 30, 2015, to June 30, 2016. The relief is provided to Swap Dealers (SDs) and Major Swap Participants (MSPs) from the obligation to report valuation data…

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