The Hong Kong Securities and Futures Commission (SFC) has just announced that it has revoked the license of W. Falcon Asset Management (Asia) Limited (Falcon) for several different types of failures. The regulator has already issued a Restriction Notice on Falcon to safeguard the assets of the firm and its clients, and to protect the…
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The Hong Kong Securities and Futures Commission (SFC) just informed the public that it has suspended the licenses of Ms Chan Ho Wai and Mr Lam Wai Kit for a period of 9 months (to 7 September 2019). The two individuals work as responsible officers of FT Securities Limited (FTSL). Chan was responsible for preparing…
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Blackwell Global Hong Kong announced today the acquisition of the Hong Kong Securities and Futures Commission asset management license (SFC Type 9 License No. BJU094). Having built a wealth of resources and established market advantage through the Blackwell Global Group’s presence in multinational financial centers, the company is able to provide a wider range of…
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Retail Forex broker One Financial Markets has announced another step in its global expansion, receiving Securities and Futures Commission (SFC) regulatory status in Hong Kong. One Financial Markets has been granted permission to establish a new flagship office in Hong Kong, which will service all clients based in China and the South-East Asia region. Ashley Clarke,…
Read moreThe company has received a regulatory approval from the Securities & Futures Commission and is now ready to provide services from its Hong Kong office.
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