CFTC making exceptions, at least temporarily, for foreign regulated entities seeking SEF status. One of the kinks in the CFTC’s…
Read MoreTag: SEF application
ICAP taps CME Group exec Laurent Paulhac as CEO of ICAP SEF
ICAP looks to regain its leading position in forex liquidity providing. Interdealer broker ICAP has announced that Laurent Paulhac will join…
Read MoreCFTC exempts Gain Capital’s GTX and LatAm from SEF status until November 19
US Government shutdown meant that SEF applications remained on hold. The CFTC has announced that they will exempt Gain Capital’s…
Read MoreAustralia’s Yieldbroker given one month exception from SEF requirements
CFTC gives Yieldbroker until November 1 to finalize its SEF application. While US financial regulators promised that they were going…
Read MoreCFTC delays SEF enforcement one month to November 1
However the CFTC denies the six month full implementation delay requested by the securities industry. Despite warnings by many securities…
Read More360 Trading Networks (360T) granted latest SEF license
Multi-bank multi-asset platform provider 360T looks to expand its institutional business in the US. The CFTC has granted its most…
Read MoreSEF applications approved for trueEX and ICE IntercontinentalExchange
What is an SEF exactly? The CFTC has granted two more (temporary) SEF licenses, this time to trueEX and ICE…
Read MoreCME Group joins the SEF parade with its own application
CME Group will initially focus on commodity products, and will look to develop additional markets over time. CME Group, which…
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