Tag: SEC whistleblower

ASIC applauds the enactment of stronger whistleblowing laws
April 26, 2017 BY Valentina Kirilova

SEC awards nearly $4 million to whistleblower

The Securities and Exchange Commission (SEC) announced an award of nearly $4 million to a whistleblower who tipped the agency with detailed and specific information about serious misconduct and provided additional assistance during the ensuing investigation, including industry-specific knowledge and expertise. Not only did this whistleblower step forward and report suspicious conduct, but continued to…

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