Tag: Regulatory compliance

Broadridge
March 21, 2024 BY Simon Mugo

Broadridge Partners With Baader Bank AG on Regulatory Reporting

The partnership will see Baader Bank adopting Broadridge's advanced reporting platform to navigate the complex regulatory landscape of multiple jurisdictions, including MiFID, FinfraG, EMIR, and SFTR. Already a user of Broadridge's front and middle office solutions, Baader Bank provides its clients with diverse financial instruments, such as equities, bonds, derivatives, and ETFs. Ben Cooling, Broadridge's…

Read more
Interview: RegTech 100 list and modernising the compliance function – muinmos Founder speaks
July 26, 2019 BY Valentina Kirilova

Exclusive Interview: Regulatory compliance, RegTech, and AI - muinmos Founder and CEO speaks

LeapRate Exclusive... Automated regulatory compliance specialist muinmos has recently been selected to participate in the fifth cohort of the FCA’s Regulatory Sandbox. The Danish RegTech organisation uses Artificial Intelligence (AI) techniques to help financial institutions to categorise and validate regulatory compatibility for a range of financial products and services on a national and cross border basis. Remonda…

Read more