Tag: RegTech

FINRA releases report on the rise of RegTech
September 11, 2018 BY Valentina Kirilova

FINRA releases report on the rise of RegTech

FINRA has released a white paper outlining recent regulatory technology (RegTech) developments within the securities industry and potential opportunities and implications these technologies may have for broker-dealers. The report follows an in-depth review conducted by FINRA on the emergence of RegTech tools within the securities industry and summarizes the study’s key findings. Notably, FINRA highlights…

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cyprus limassol
July 27, 2018 BY LeapRate Staff

CySEC launches Innovation hub to bring together FinTech and RegTech

Cyprus financial regulator The Cyprus Securities and Exchange Commission (CySEC) has announced the establishment of its Innovation Hub, designed to address and explore the rise of FinTech and RegTech developments. FinTech and RegTech are constantly, and quickly evolving. To this end, CySEC has taken the decision to establish the Innovation Hub to foster a better,…

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June 13, 2018 BY LeapRate Staff

Exclusive: former NetDania CEO Jonas Nielsen joins RegTech firm muinmos

LeapRate Exclusive... LeapRate has learned that automated regulatory compliance specialist muinmos has appointed Jonas Nielsen, former CEO of FX platform, data and charting provider NetDania Markets, as its new Business Development Director. Jonas Nielsen was CEO of Copenhagen based NetDania Markets for the past eight years. He brings a wealth of experience to muinmos in…

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June 12, 2018 BY LeapRate Staff

Markit founder Rony Grushka joins $4M round in regtech company Cappitech

Cappitech, a leading provider of automated regulatory reporting technology for the financial services industry, has announced that it has secured $4 million in series A financing. The financing round was led by venture capital firm 83North (formerly Greylock Israel) with participation from Rony Grushka (pictured above) and Kevin Gould, co-founders of Markit. As part of…

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June 05, 2018 BY Valentina Kirilova

Thomson Reuters Exec leaves to fight financing of terrorism in cryptocurrency

iComply Investor Services, a RegTech software company offering global regulatory automation service for blockchain securities, has just announced  that Greg Pinn, head of World-Check for information giant Thomson Reuters (NYSE:TRI) has resigned from his post to lead product strategy for iComply. Since 2009 Mr. Pinn led product development, technology, and strategy for World-Check, both before…

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May 15, 2018 BY Valentina Kirilova

muinmos teams up with NorthRow to offer automated onboarding solution

RegTech software specialist muinmos announced that it has partnered with NorthRow, a complementary RegTech compliance software provider, to offer a powerful combined fully automated solution to support client onboarding in the financial services sector. The integration between muinmos and NorthRow enables financial institutions to undertake all Know Your Client (KYC) and Anti Money Laundering (AML)…

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April 26, 2018 BY LeapRate Staff

Exclusive: Lars Holst invests in Regtech firm muinmos

LeapRate Exclusive... The CFH Clearing fraternity runs deep. LeapRate has learned that former CFH Clearing co-founder and CEO Lars Holst has invested in, and joined the board of, Regtech firm muinmos. He was also appointed as Chairman of muinmos, and will play an active role in the company. muinmos was founded by Mr. Holst's CFH…

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Shield FC launches new version of eComms data management platform
March 27, 2018 BY Valentina Kirilova

Shield FC launches new version of eComms data management platform

Shield Financial Compliance (Shield FC), a specialist RegTech provider, has today unveiled its next generation data management platform for capturing, archiving, analysing and investigating electronic communication (eComms) to meet the growing record-keeping, data governance and best execution requirements of financial firms. MiFID II, GDPR, MAR, Dodd Frank and FINRA require financial institutions to capture, protect…

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FlexTrade teams up with ACA Technology to provide data on-demand for trade surveillance
March 13, 2018 BY Valentina Kirilova

Rosenthal Collins Group collaborates with Eventus Systems for trade surveillance

Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, has just announced that the independent futures brokerage and clearing firm Rosenthal Collins Group LLC (RCG) has deployed its Validus platform for RCG’s trade surveillance needs. RCG chose the cloud version of the platform for its compliance officers to monitor trading activity…

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