Tag: off-exchange metals trading

February 04, 2016 BY Maria Nikolova

CFTC charges Oakmont Financial, Joseph Charles DiCrisci over illegal, off-exchange precious metals trading

The U.S. Commodity Futures Trading Commission (CFTC) has once again shown its rigidity when it comes to following the the provision of the Dodd-Frank act that addresses retail commodity trading. The regulator announced on Wednesday that it filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against…

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