New Zealand FMA warns against 365 Markets LeapRate

November 08, 2018 BY Valentina Kirilova

New Zealand FMA warns against 365 Markets

The Financial Markets Authority (FMA) has just issued a warning against a scam company called 365 Markets. 365 Markets Associated entities/individuals: Trustnet Limited (Company) 2018 Trading name: 365Markets Website: www.365markets.com, www.premium.365markets.com Reason for warning: The regulator recommends exercising caution before dealing with 365 Markets. 365 Markets is not registered as a financial service provider in…

August 22, 2018 BY Valentina Kirilova

New Zealand FMA warns against Securities Authority of New Zealand

The Financial Markets Authority (FMA) has just issued a warning against a scam company Securities Authority of New Zealand. Securities Authority of New Zealand Associated entities: Haig Lafferty & Partners Address: 41 Shortland Street, Auckland Central, Auckland Website: www.sanz-gov.nz Phone: +64 9 8862816 Email: [email protected] Reason for warning: The “Securities Authority of New Zealand” (SANZ)…

August 22, 2018 BY Valentina Kirilova

New Zealand FMA warns against Haig, Lafferty & Partners

The Financial Markets Authority (FMA) has just issued a warning against a scam company Haig, Lafferty & Partners. Haig, Lafferty & Partners Associated entities: Securities Authority of New Zealand Address: 5th Floor, Comsmart Building, 53 Boulcott Street, Wellington 6011 Website: www.haiglafferty.com Phone: +64 4 8302404 Email: [email protected] Reason for warning: The FMA has received reports…

August 22, 2018 BY Valentina Kirilova

New Zealand FMA warns against Capital Management

The Financial Markets Authority (FMA) has just issued a warning against a scam company Capital Management. Capital Management Address: 9 Tampines Grande, Singapore 528735 Website: www.capitalmgt.com Phone: +6531080737 Email: [email protected] Reason for warning: The FMA has received a report from about Capital Management cold calling New Zealand residents and offering investment opportunities. The regulator has…

August 07, 2018 BY Valentina Kirilova

New Zealand FMA warns against scam company Caledonia Investment Company Limited

The Financial Markets Authority (FMA) has just issued a warning against a scam company called Caledonia Investment Company Limited. Caledonia Investment Company Limited ASSOCIATED ENTITIES/INDIVIDUALS: Mark Peterson, Peter Baker and James Wright ADDRESS: 42 Des Voeux Road Central, Wan Chai, Hong Kong WEBSITE: http://www.caledoniainvestcompltd.com/ EMAIL: [email protected] REASON FOR WARNING: The FMA has received a report…

July 27, 2018 BY Valentina Kirilova

New Zealand FMA warns against White Square Trading Limited

The Financial Markets Authority (FMA) has just issued a warning against a scam company called White Square Trading Limited. The UK Financial Conduct Authority has published a warning in relation to this entity, which can be accessed by the following link: White Square Trading Limited – trading as Universe Markets. White Square Trading Limited Entity name: White…

July 24, 2018 BY Valentina Kirilova

New Zealand FMA warns against International Securities Exchange of New Zealand

The Financial Markets Authority (FMA) has just issued a warning against a company called International Securities Exchange of New Zealand. International Securities Exchange of New Zealand Website: www.isenz-govt.org Address: 49 York Street, Parnell, Auckland 1052 Phone: +64 9 950 8782 Email: [email protected] Reason for warning: The FMA shared its concern that the “International Securities Exchange…

June 06, 2018 BY Valentina Kirilova

New Zealand FMA warns against Oracle Finance International Inc Limited

The Financial Markets Authority (FMA) has just issued a warning to a company called Oracle Finance International Inc Limited. The reason the regulator stated the warning is that Oracle Finance International Inc Limited and the following websites are making false claims about being registered in New Zealand when they are not: www.oracle-fx.com http://tg.oracle-fx.com/list-2-1.html http://630264.shop.258.com/ http://www.gq1688.com/index.php?homepage=zj41973…

October 25, 2017 BY Valentina Kirilova

New Zealand FMA to require company ICOs to register a PDS disclosure document

The Financial Markets Authority (FMA) has published commentary on initial coin offers (ICOs) and cryptocurrency services alongside online resources for investors. Innovation is increasingly shaping financial services and regulators globally are considering their responses. The FMA shared that it wants to facilitate responsible innovation, and ensure that the regulatory regime remains relevant and agile. This…

October 18, 2017 BY LeapRate Staff

New Zealand FMA to allow personalized Robo Advice

The New Zealand Financial Markets Authority (FMA) has announced that it has decided to grant an exemption to enable personalised robo-advice and is publishing the responses to its earlier consultation. As we reported back in June, the FMA started consultation on whether it should use its exemption powers to enable personalised robo-advice (also known as online or…

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