Tag: municipal bonds

August 25, 2016 BY Valentina Kirilova

SEC charges 71 municipal issuers in muni bond disclosure initiative

The Securities and Exchange Commission (SEC) has announced enforcement actions against 71 municipal issuers and other obligated persons for violations in municipal bond offerings. The SEC found that from 2011 to 2014, the 71 issuers and obligated persons sold municipal bonds using offering documents that contained materially false statements or omissions about their compliance with continuing…

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August 13, 2014 BY Mike Fox

Traiana launches enhanced cross-asset matching engine

Traiana, the leading provider of pre-trade risk and post-trade processing solutions, officially announced today it has launched the next generation of its post-trade cross-asset allocation, matching and confirmation service for both buy- and sell-side firms. Harmony Securities is available across various products, including cash equities, equity swaps, corporate and government bonds, municipal bonds and treasury…

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