December 11, 2017 BY Valentina Kirilova

AAT upholds ASIC bans of client advisers for trading in MINI warrants

The Administrative Appeals Tribunal (AAT) has affirmed ASIC's decision to ban a former financial advisor, Tony Davidof, and former Credit Suisse employee, Philip McLean from providing financial services for three years. ASIC's decision to ban Mr Davidof and Mr McLean followed an ASIC investigation that found both had engaged in manipulation of the price of…

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