The following guest post is courtesy of Sophie Gerber, Director of regulatory and compliance solutions provider TRAction Fintech. Do you have…
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ESMA Q&A update on MiFID II focuses on best execution of OTC products
Pan European regulatory authority ESMA has added new Q&As on the implementation of investor protection topics under the Market in Financial…
Read MoreOne-year MiFID II implementation delay: What does it mean for EU Forex brokers?
Regulators have made it very clear that they expect all firms subject to MiFID II/MiFIR to demonstrate progress in regulatory compliance implementation plans.
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