Tag: market abuse

July 15, 2015 BY Andrew Saks-McLeod

FCA fined firms and individuals over £1bn for market integrity breaches in 2014

"The public expects fair and orderly markets and level playing fields; they expect those operating in the markets and employed by regulated firms to act with integrity and in the consumers’ best interests. This means, it is the obligation and burden of those firms and employees to maintain market confidence" - Simon Appleton, Director of Regulatory Consulting, Kinetic Partners

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