December 15, 2015 BY Maria Nikolova

Hong Kong's SFC imposes HK$30M fine on JP Morgan entities

Hong Kong's Securities and Futures Commission (SFC) today announced disciplinary action against J.P. Morgan Broking (Hong Kong) Limited (JPMBHK), J.P. Morgan Securities (Asia Pacific) Limited (JPMSAP) and J.P. Morgan Securities (Far East) Limited (JPMSFE) (collectively “JP Morgan”) for various regulatory breaches and/or internal control failings. All of the three entities were reprimanded and got fines…

Read more