Tag: Hong Kong SFC

July 15, 2016 BY Valentina Kirilova

Hong Kong SFC adds Asia Pacific Brokerage to its Alert List

Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…

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July 08, 2016 BY Valentina Kirilova

Hong Kong SFC adds FX firm CVC Ltd to its Alert List

Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. This time Hong Kong has added…

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June 20, 2016 BY LeapRate Staff

Hong Kong SFC warns against two clones of regulated broker South China Forex Limited

Hong Kong financial regulator the Securities and Futures Commission (SFC) has issued a warning regarding two websites operating as clones of regulated broker South China Forex Limited and its affiliated companies South China Capital Limited, South China Research Limited, South China Securities Limited and South China Commodities Limited, all of which are SFC-licensed corporations. The near-identical sites - nhjr999.com…

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June 07, 2016 BY LeapRate Staff

ADS Securities expands to full-service brokerage in Hong Kong with SFC Type 1 & 2 licenses

ADS Securities, the Abu Dhabi-based international financial services firm, has announced that it had successfully secured its Type 1 and Type 2 regulatory licenses from the Hong Kong Securities and Futures Commission (SFC). With the addition of these licenses permitting the company to deal in both securities and futures contracts, ADS Securities Hong Kong Limited will…

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