Hong Kong Securities and Futures Commission (SFC) Archives

SFC proposes enhancements to the Investor Compensation Regime

April 27, 2018 —by Valentina Kirilova 725 0

The Hong Kong Securities and Futures Commission (SFC) has informed the public that it has today launched a two-month consultation…

April 24, 2018 —by Valentina Kirilova 638 0

The Hong Kong Securities and Futures Commission (SFC) announced that it has reprimanded CN Capital Management Limited (CN Capital) and…

September 14, 2017 —by Valentina Kirilova 1118 0

The Hong Kong Securities and Futures Commission (SFC) today entered into an agreement with the Securities Commission Malaysia to establish…

September 11, 2017 —by Valentina Kirilova 868 0

The Hong Kong Securities and Futures Commission (SFC) announced that has commenced criminal proceedings in the Eastern Magistrates’ Court today…

September 7, 2017 —by Valentina Kirilova 1460 0

The Hong Kong Securities and Futures Commission (SFC) announced that has publicly censured Chen Chi-Te and Kenneth C.M. Lo for…

September 4, 2017 —by Valentina Kirilova 1039 0

The Hong Kong Securities and Futures Commission (SFC) today obtained disqualification orders in the Court of First Instance against the…

August 31, 2017 —by Valentina Kirilova 1244 0

The Hong Kong Securities and Futures Commission (SFC) has publicly censured and imposed a 24-month cold shoulder order against Yeung…

August 30, 2017 —by Valentina Kirilova 1045 0

The Hong Kong Securities and Futures Commission (SFC) announced that has issued restriction notices to Caitong International Securities Co., Ltd,…

August 3, 2017 —by Valentina Kirilova 1443 0

The Hong Kong Securities and Futures Commission (SFC) has publicly censured China Life Insurance (Overseas) Company Limited as a result…

July 31, 2017 —by Valentina Kirilova 1031 0

The Hong Kong Securities and Futures Commission (SFC) has today issued a circular expressing its concerns about the management of…