The Hong Kong Securities and Futures Commission (SFC) has informed the public that it has today launched a two-month consultation…
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Tag: Hong Kong Securities and Futures Commission (SFC)
SFC fines CN Capital Management Limited $1.2 million over regulatory breaches
The Hong Kong Securities and Futures Commission (SFC) announced that it has reprimanded CN Capital Management Limited (CN Capital) and…
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SFC and Securities Commission Malaysia sign Fintech cooperation agreement
The Hong Kong Securities and Futures Commission (SFC) today entered into an agreement with the Securities Commission Malaysia to establish…
Read MoreHong Kong SFC commences insider dealing prosecution in China CBM shares
The Hong Kong Securities and Futures Commission (SFC) announced that has commenced criminal proceedings in the Eastern Magistrates’ Court today…
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SFC censures directors of Taiwan Cement Corporation for breaches of the Takeovers Code
The Hong Kong Securities and Futures Commission (SFC) announced that has publicly censured Chen Chi-Te and Kenneth C.M. Lo for…
Read MoreSFC obtains disqualification orders against chairman and directors of Hanergy Thin Film Power Group Ltd
The Hong Kong Securities and Futures Commission (SFC) today obtained disqualification orders in the Court of First Instance against the…
Read MoreSFC censures a shareholder of Union Asia Enterprise Holdings Limited
The Hong Kong Securities and Futures Commission (SFC) has publicly censured and imposed a 24-month cold shoulder order against Yeung…
Read MoreSFC issues restriction notices to three brokers to freeze client accounts
The Hong Kong Securities and Futures Commission (SFC) announced that has issued restriction notices to Caitong International Securities Co., Ltd,…
Read MoreSFC publicly censures China Life Insurance (Overseas) Company Ltd for breaches of takeovers code
The Hong Kong Securities and Futures Commission (SFC) has publicly censured China Life Insurance (Overseas) Company Limited as a result…
Read MoreSFC identifies irregularities in private funds and discretionary accounts
The Hong Kong Securities and Futures Commission (SFC) has today issued a circular expressing its concerns about the management of…
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