Tag: FX compliance officer

Pepperstone office
September 14, 2018 BY LeapRate Staff

Exclusive: Pepperstone hires senior ASIC lawyer Peta Stead as Head of Compliance

LeapRate Exclusive... LeapRate has learned that Melbourne based global FX brokerage group Pepperstone has hired Peta Stead as the company’s new Group Head of Compliance and Operations Risk. Peta will be responsible for the leadership of the compliance team and also provide strategic direction for the business within the context of the evolving global regulatory landscape.…

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gkfx trading
August 14, 2018 BY LeapRate Staff

Exclusive: GKFX adds Mazhar Manzoor as Compliance Director

LeapRate Exclusive... LeapRate has learned that FCA regulated retail FX and CFDs broker GKFX has continued to reshape is management team, adding noted compliance expert and consultant Mazhar Manzoor as the company's new Compliance Director and Money Laundering Reporting Officer (MLRO). Mazhar Manzoor has spent the past 15 years as a compliance consultant to financial institutions in…

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June 28, 2018 BY LeapRate Staff

Stater Global Markets hires Simon Henry as Head of Compliance

For the second week in a row, FCA regulated FX prime brokerage Stater Global Markets has made a major addition to its senior management team, as it looks like the company is gearing up for a major push in the FX liquidity and prime-of-prime brokerage space. After we broke the news last week that Stater had added IG…

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