December 10, 2018 BY Valentina Kirilova
Hong Kong SFC suspends licenses of two FTSL responsible officers
The Hong Kong Securities and Futures Commission (SFC) just informed the public that it has suspended the licenses of Ms Chan Ho Wai and Mr Lam Wai Kit for a period of 9 months (to 7 September 2019). The two individuals work as responsible officers of FT Securities Limited (FTSL). Chan was responsible for preparing…
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