Tag: FINRA warning

fma warns against unregulated company
September 20, 2018 BY Valentina Kirilova

FINRA warns investors of stock fraud following hurricane Florence

FINRA has issued an Investor Alert warning investors to beware of potential investment scams touting stocks and other investments promising huge financial gains in the wake of Hurricane Florence. The Investor Alert, Beware of Stock Fraud in the Wake of Hurricane Florence, explains how investors can spot and protect themselves from investment scams associated with…

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fma warning
September 01, 2017 BY Valentina Kirilova

Initial coin offerings: Know the risks before you buy

The Financial Industry Regulatory Authority (FINRA) has today issued an Investor Alert warning investors about the potential risks of participating in initial coin offerings, commonly referred to as ICOs. An ICO involves the creation and distribution of virtual coins or tokens by a company to raise capital. ICOs differ from initial public offerings (IPOs) of…

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