The Financial Conduct Authority (FCA) has announced yesterday that it has fined Standard Chartered Bank £102,163,200 for Anti-Money Laundering (AML)…
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Tag: Financial Conduct Authority
The permanent ban on the sale of binary options to retail consumers confirmed by the FCA
The UK Financial Conduct Authority (FCA) has just confirmed that all companies acting in or from the United Kingdom are…
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UBS AG fined £27.6m by the UK FCA
Swiss multinational investment bank and financial services company UBS AG has been fined £27,599,400 by the UK financial regulator the…
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FCA adds Richard Lloyd to its Board as a non-executive Director
The UK’s Financial Conduct Authority (FCA) announced the appointment of Richard Lloyd to its Board of Directors as a non-executive…
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FCA imposes first fines on anti-competitive behavior
The UK’s Financial Conduct Authority (FCA) today made a decision using its powers to enforce competition laws by ruling that…
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FCA names new Chair of the Financial Services Consumer Panel
The UK’s Financial Conduct Authority (FCA) has today named Wanda Goldwag as the new Chairperson of the autonomous Financial Services…
Read MoreFormer fund manager at Newton Investment Management Ltd fined £32,200
UK financial regulator Financial Conduct Authority (FCA) has announced that it has fined Paul Stephany, a former fund manager at Newton…
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FCA helps firms understand whether their cryptoasset activities fall under regulation
UK financial regulator the Financial Conduct Authority (FCA) has announced that it is today consulting on guidance, which, once finalised,…
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FCA allows retail investors greater access to long-term investments
Right after publishing its Quarterly KPIs, the Financial Conduct Authority (FCA) has informed the public that it is going to…
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FCA publishes Quarterly KPIs, no clear trends indicative of firm responses to Brexit
UK financial regulator Financial Conduct Authority (FCA) has published its Authorisations Quarterly Key Performance Indicators (KPIs) as at September quarter….
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