UK financial regulator Financial Conduct Authority (FCA) has announced that it has fined Paul Stephany, a former fund manager at Newton…
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Tag: Financial Conduct Authority
FCA helps firms understand whether their cryptoasset activities fall under regulation
UK financial regulator the Financial Conduct Authority (FCA) has announced that it is today consulting on guidance, which, once finalised,…
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FCA allows retail investors greater access to long-term investments
Right after publishing its Quarterly KPIs, the Financial Conduct Authority (FCA) has informed the public that it is going to…
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FCA publishes Quarterly KPIs, no clear trends indicative of firm responses to Brexit
UK financial regulator Financial Conduct Authority (FCA) has published its Authorisations Quarterly Key Performance Indicators (KPIs) as at September quarter….
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FCA publishes EU Withdrawal Impact Assessment
The Financial Conduct Authority (FCA) has announced today that it has published its EU Withdrawal Impact Assessment. The Treasury Select…
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FCA clarifies fairer treatment of regular premium PPI complaints
The Financial Conduct Authority (FCA) has today issued final guidance that clarifies its expectations about the handling of certain regular premium payment protection…
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FCA data shows increase in complaints – more than 4 million during 1H 2018
The Financial Conduct Authority (FCA) has just published the complaints figures for regulated firms for the first half of 2018….
Read MoreFCA publishes PPI complaints deadline progress report
The Financial Conduct Authority (FCA) has today published an update on the progress of its payment protection insurance (PPI) consumer…
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FCA and SFC sign MoU on UK-Hong Kong mutual recognition of funds
The Financial Conduct Authority (FCA) and the Hong Kong Securities and Futures Commission (SFC) have entered into a Memorandum of…
Read MoreFCA fines Tesco Bank £16.4m for failures in 2016 cyber attack
The Financial Conduct Authority (FCA) has just announced that it has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for…
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