Tag: FCA register

searching the FCA register
August 01, 2018 BY LeapRate Staff

How to verify your UK FCA broker

The following article was written by Natallia Hunik, Global Head of Sales at Advanced Markets and Fortex, Inc. In a world of constantly evolving regulations, licensing and compliance is of paramount importance. Many traders and brokers read and hear about regulation everywhere, but even with all of this awareness, I still often times come across…

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FCA
February 26, 2018 BY Valentina Kirilova

FCA to introduce a Public Register

Later this year, the Financial Conduct Authority (FCA) informed that it will consult on proposals to make information available on a wider range of individuals at authorised firms. The FCA and Prudential Regulation Authority (PRA) currently maintain a public Financial Services Register, “the FS Register”, of the firms they regulate and the individuals they have…

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