Tag: FCA proposal

FCA
March 11, 2024 BY Simon Mugo

UK’s FCA Issues an Update About Its Stand on Crypto Asset Notes

RIEs are expected to maintain rigorous controls to ensure that trading remains orderly and that professional investors are adequately protected. cETNs must adhere to the comprehensive requirements set by the UK Listing Regime, including those related to prospectuses and continuous disclosure obligations. The FCA notes that with the accumulation of more data and a longer…

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December 14, 2016 BY Valentina Kirilova

FCA proposes changes to FSCS client compensation rules

The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules. The FSCS is the UK’s statutory compensation scheme of last resort, which can step in…

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