Tag: EU regulator

ESMA bond liquidity data
July 16, 2019 BY Valentina Kirilova

ESMA consults on performance fee guidelines for retail funds

Busy days for the EU’s securities markets’ regulator ESMA, as the regulator has just published a public consultation on draft guidelines on performance fees under the Undertakings for Collective Investments in Transferable Securities (UCITS) Directive. LeapRate reminds that last week, ESMA has published a statement, addressed to providers marketing, distributing or selling CFDs to retail…

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March 19, 2015 BY Mike Fox

ESMA sees increased convergence in automated trading supervision

An official notice was released this week from the European Securities and Markets Authority (ESMA). It states that the supervision of automated trading has become more convergent across the European Union (EU), in which a recent review by the pan-European regulator headquartered in Paris has found. ESMA reviewed how the 30 national competent authorities (NCAs)…

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