November 16, 2017 BY Valentina Kirilova

Bell Potter Securities Limited pays $358,000 in infringement notice penalty

Bell Potter Securities Limited has paid a penalty of $358,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP), ASIC informed earlier today. The ASIC Market Integrity Rules (ASX Market) 2010: prohibit a market participant from making bids on its own behalf with the intention, or having the effect,…

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