June 25, 2021 BY Steffy Bogdanova
Hong Kong SFC fines Deutsche Securities Asia $2.45 million
The SFC reported that in July 2018, Deutsche Securities’ prime brokerage clients replied to the incorrect statements and oversold bonus shares issued by three Hong Kong-listed firms. The regulator revealed that Deutsche Securities discovered the issue within the same month of issuing the incorrect statements and in the following month tracked the problem to a…
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