The U.S. Securities and Exchange Commission (SEC) has announced that two U.S.-based subsidiaries of German financial services giant Deutsche Bank AG…
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Tag: Deutsche Bank AG (FRA:DBK)
Deutsche Bank FX trader Guillaume Adolph fined and banned by the FCA
UK financial regulator the Financial Conduct Authority (FCA) has announced that it has fined Guillaume Adolph £180,000, and banned him…
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Deutsche Bank FX trader Andrew Donaldson charged with 85 offenses in Sydney court
Australia financial regulator ASIC has announced that former Deutsche Bank AG (FRA:DBK) FX options and futures trader, Andrew Donaldson, of…
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Former Deutsche Bank trader David Liew banned for Spoofing and Manipulation of Gold and Silver Futures markets
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against David Liew for engaging…
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ADS Securities adds Deutsche Bank FX veteran Chris Hansen to its UK Board
LeapRate has learned that UAE based forex trading solutions provider ADS Securities has added Chris Hansen to the board of…
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Marco Baggioli on changes at ADS Securities, forex liquidity, regulation, prime brokerage and more
LeapRate Exclusive Interview… When Marco Baggioli (pictured above) left his position as Global Head of FX Prime Brokerage at French bank BNP…
Read MoreDeutsche Bank hit with $9.5 million SEC fine for not safeguarding material non-public information
Adding to its recent woes, German banking giant Deutsche Bank AG (FRA:DBK) unit Deutsche Bank Securities has agreed with the U.S….
Read MoreAustralia regulator ASIC fines Deutsche Bank for trading violations
Australia financial regulator ASIC has issued an AUD $20,000 fine to the Australian unit of German banking giant Deutsche Bank AG…
Read MoreFCA bans ex Deutsche Bank FX trader Michael Ross Curtler following fraud conviction
UK financial regulator The Financial Conduct Authority (FCA) has banned Michael Ross Curtler, a former FX trader at Deutsche Bank…
Read MoreAnnett Viehweg becomes Chairwoman of Deutsche Bank Russia
Deutsche Bank AG (FRA:DBK) has announced the appointment of Annett Viehweg as Chairwoman of the Board, Deutsche Bank Ltd Russia….
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