Tag: DBAG

SFC fines
March 13, 2018 BY Valentina Kirilova

SFC fines Deutsche Bank AKTIENGESELLSCHAFT and Deutsche Securities Asia Limited $8.3 million

The Hong Kong Securities and Futures Commission (SFC) announced that it has resolved its concerns with Deutsche Bank AKTIENGESELLSCHAFT (DBAG) and its wholly-owned subsidiary Deutsche Securities Asia Limited (DSAL) over regulatory breaches related to short position reporting, unlicensed regulated activities and segregation of client monies. Under the resolution, the SFC publicly reprimanded and fined them…

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February 07, 2017 BY Valentina Kirilova

Deutsche Börse board expresses confidence in CEO Carsten Kengeter

The Supervisory Board of Deutsche Börse AG (DBAG) unanimously expresses its full confidence in the Chief Executive Officer Carsten Kengeter. This is the result of an extraordinary supervisory board meeting on 6 February in which the investigation by the Public Prosecutor has been discussed thoroughly and intensely. These discussions were preceded by extensive conversations with…

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