October 13, 2016 BY LeapRate Staff
Deutsche Bank hit with $9.5 million SEC fine for not safeguarding material non-public information
Adding to its recent woes, German banking giant Deutsche Bank AG (FRA:DBK) unit Deutsche Bank Securities has agreed with the U.S. Securities and Exchange Commission (SEC) to pay a $9.5 million penalty for failing to properly safeguard material nonpublic information generated by its research analysts. Deutsche Bank also published an improper research report and failed to…
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