Canadian securities regulators recognize three trade repositories LeapRate

July 19, 2016 BY Mike Fox

Canadian securities regulators recognize three trade repositories

Securities regulators in Alberta, British Columbia, New Brunswick, Nova Scotia and Saskatchewan (the approving jurisdictions) today announced the approval of recognition orders for three derivatives trade repositories: the Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC and ICE Trade Vault, LLC. Securities regulators in Newfoundland and Labrador, Nunavut, Northwest Territories, Prince Edward Island and…

March 16, 2016 BY Maria Nikolova

Canada's securities regulators hold Check Registration Day, reiterate binary options risks

The Canadian Securities Administrators (CSA), the council of the 10 provincial and three territorial securities regulators in Canada, encourage investors to take part in the annual Check Registration Day on March 16, 2016. Investors are advised to visit aretheyregistered.ca to see whether the individual or firm offering them an investment or advice is registered to do…

February 23, 2016 BY Maria Nikolova

Canada's securities regulators impose more than C$138 million in penalties in 2015

The Canadian Securities Administrators (CSA), the council of the 10 provincial and three territorial securities regulators in Canada, today published its 2015 Enforcement Report. The report summarizes the results of actions taken by CSA's Members across Canada to deter and sanction financial wrongdoing. Louis Morisset, Chair of the CSA and President and CEO of the…

March 10, 2015 BY Maria Nikolova

Canada blacklists 37 binary options brokers

The Canadian Securities Administrators (CSA), an organization which represents the securities regulators of 10 Canadian provinces and 3 territories, has published a “Black List” of unauthorized binary options brokers. The common feature of all companies that participate in the list is that they try to attract investors in Canada without having the proper licenses to…

Tag: CSA