The proposal, which was first issued in late 2013, is finally approved and will demand from IBs, commodity trading advisors and certain commodity pool operators to have registration with the National Futures Association.
Read moreThe US National Futures Association has accepted a $50,000 settlement from The Barbashop LLC and its principal, Ronald T. Barba, along with certain registration conditions, following a complaint made in June relating to the firm's order allocation procedures, and use of promotional material which contained misleading information
Read moreThe CFTC has ordered AlphaMetrix to pay restitution of $2.8 million and a civil monetary penalty of $2.8 million and requires AlphaMetrix Group to pay disgorgement of $2.8 million.
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