Tag: Commodity Pool Operator

January 29, 2015 BY Andrew Saks-McLeod

James Sherwin's contretemps with US regulator comes back to haunt him after 25 years as British firm 80Plus denied NFA membership

The long arm of US law extends across the pond to Bradford-On-Avon, Wiltshire, with 80Plus LLP and its principal James T Sherwin being denied NFA membership due to a litigious clash with the regulator in 1990

December 23, 2014 BY Mike Fox

South Carolina Federal Court issues $275,000 penalty to head of fraudulent commodity pool

The Order includes a civil monetary penalty of $275,000 and resolves the case in its entirety but for the imposition of permanent trading and registration bans. A motion by the CFTC to permanently ban Harrison from the industry is currently pending with the Court.

Tag: Commodity Pool Operator

James Sherwin's contretemps with US regulator comes back to haunt him after 25 years as British firm 80Plus denied NFA membership

South Carolina Federal Court issues $275,000 penalty to head of fraudulent commodity pool

Binance Licensed To Offer Crypto Services In Dubai

Norway’s Sovereign Wealth Fund Misses Q1 2024 Benchmark

BP Crops Its Executive Squad And Announces New Head Of Oil And Low-Carbon Energy

Eli Lilly’s Zepbound a Possible Treatment for Sleep Apnoea

Persistent high inflation may extend possibility of BoE rate cuts