The U.S. Commodity Futures Trading Commission (CFTC) filed a civil anti-fraud enforcement action in the U.S. District Court for the…
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Tag: Commodity Futures Trading Commission
CFTC grants CME Clearing Europe registration as a Derivatives Clearing Organization
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an order granting CME Clearing Europe Limited…
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CFTC clears major clearinghouses in latest Stress Test
The Staff of the U.S. Commodity Futures Trading Commission (CFTC) has issued a report detailing the results of a supervisory…
Read MoreCFTC exempts ASX Clear from registration as a derivatives clearing organization
First order of its kind issued by the CFTC; praises ASIC regulation as comparable as provision for exemption…
Read MoreFraud Watch: California Federal Court bans Glenn Kane Jackson and Highlands Capital Management for operating fake investment pool
Man charged in connection with the fraudulent scheme, with misappropriating customer funds, issuing false account statements to customers, misrepresenting Jackson’s success and background as a FX trader
Read MoreCFTC amends complaint of fradulaent firm to include charges of misrepresentation, false statements, and misappropriation of funds
CFTC alleges that Daniel K. Steele’s fake firm solicited at least $1.97 million from at least 24 pool participants to participate in three forex pools
Read MoreCFTC issues first whistleblower award
The CFTC’s Whistleblower Program is attracting high-quality tips and cooperation that might not otherwise be received and is already having an impact on the Commission’s enforcement mission.
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