The Commodity Futures Trading Commission (CFTC) has issued an Order filing and settling charges against ICAP Capital Markets LLC (ICAP), now known as a NEX Group plc (LON:NXG) subsidiary company Intercapital Capital Markets LLC (ICAP), for, by and through certain of its brokers, aiding and abetting numerous attempts by several of its bank clients to manipulate…
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The Commodity Futures Trading Commission (CFTC) has announced that it has filed a federal court enforcement action in the U.S. District Court for the Southern District of New York against Jason Amada of New York, New York, and Amada Capital Management LLC (ACM), a New York entity owned and controlled by Amada. The CFTC Complaint…
Read moreThe Commodity Futures Trading Commission (CFTC) announced that it has filed a civil enforcement action in the U.S. District Court for the Eastern District of Virginia against Defendants The Kane Capital Investment Group, LLC (Kane Capital), a commodity pool organized in Virginia, and its principal, Amrit Jaswant Singh Chahal (Chahal) of Fairfax, Virginia. The CFTC…
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The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the District of Arizona against Cory Williams of Gilbert, Arizona, and his company, Williams Advisory Group (WAG) (collectively, Defendants), charging them with defrauding 40 investors out of at least $13 million in connection…
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Defendants allegedly defrauded more than $556,000 from at least 11 investors in multiple investment schemes The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a federal enforcement action in the U.S. District Court for the Middle District of Florida against Anthony J. Klatch II, Lindsey Heim, and their company Assurance Capital Management, LLC…
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