Tag: Broker Capital

August 25, 2015 BY Mike Fox

Canadian securities regulator OSC warns against SpotFN and Broker Capital

Another week brings more brokerage warnings from Canada, today the Canadian provincial regulator Ontario Securities Commission (OSC) would like to warn the public regarding two brokers for attempting to do business in the Canadian province without being registered to solicit clients or conduct business in Ontario, Canada. The first broker listed is SpotFN, LLC doing business as SpotFN.com…

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