March 15, 2017 BY Valentina Kirilova
SFC reprimands and fines BOCOM International (Asia) Limited $15 million for sponsor failures
The Securities and Futures Commission (SFC) has reprimanded and fined BOCOM International (Asia) Limited (BIAL) $15 million, for failing to discharge its duties as a sponsor in relation to the listing application of China Huinong Capital Group Limited. Failure to conduct all reasonable due diligence before submitting an application China Huinong is a company established…
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