Tag: ASIC rules

Regulation
November 17, 2017 BY Valentina Kirilova

ASIC makes consolidated market integrity rules

ASIC has today made market integrity rules which consolidate 13 of the existing 14 rule books into four rule books to create a common set of rules for securities markets and a common set of rules for futures markets. The ASIC Market Integrity Rules (Securities Markets) 2017 (Securities Markets rules) set out obligations and prohibitions…

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January 24, 2017 BY Valentina Kirilova

ASIC consults on consolidating ASIC market integrity rules

ASIC has today released a consultation paper proposing to consolidate and clarify Australia's market integrity rules. There are currently 14 market integrity rule books that set out obligations and prohibitions applying to activities and conduct on eight licensed financial markets. Collectively, these rule books amount to more than 1,300 pages of regulation, and a further…

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