An ASIC report on the cyber resilience of over 100 firms operating across Australia’s financial markets has shown a growing…
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Tag: ASIC report
ASIC Australia market integrity report for 2H-2016 highlights Spot FX actions
ASIC has today released its latest report on market integrity for the period 1 July 2016 to 31 December 2016….
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ASIC reports on how large financial advice firms have dealt with poor advisers
ASIC has today released the findings of its review of how Australia’s largest financial advice firms have dealt with past…
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ASIC reports on ASX equity market outage in September 2016
ASIC has released a report on the findings of its review of the ASX outage that affected the operation of…
Read MoreASIC reports on corporate insolvencies
ASIC today published its annual overview of corporate insolvencies based on statutory reports lodged by external administrators for the 2015–16…
Read MoreASIC reports on decisions to cut red tape
ASIC has released its latest report outlining decisions on relief applications, highlighting ASIC’s efforts to reduce red-tape and achieve a…
Read MoreASIC releases its fourth licensing activity report
ASIC today published its fourth report on its approach to and assessment of licence applications. Report 503 Overview of licensing…
Read MoreASIC releases report on the charging of advice fees without providing advice by major financial institutions
The Australian Securities and Investments Commission (ASIC) has released Report 499 Financial advice: Fees for no service. The report provides an…
Read MoreASIC publishes fifth report on corporate finance regulation
ASIC has published its fifth report on the regulation of corporate finance issues in Australia. The report, which covers the…
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