ASIC’s enforcement report highlights key enforcement outcomes for January-June 2016 LeapRate

August 08, 2016 BY Valentina Kirilova

ASIC's enforcement report highlights key enforcement outcomes for January-June 2016

ASIC has released its enforcement report for the period January 1, 2016 to June 30, 2016. The report highlights ASIC's long-term challenges and areas of focus going forward, as well as outcomes supporting those areas, including: balancing a free-market system with investor and financial consumer protection; digital disruption; structural change; financial innovation-driven complexity; and globalisation.…

August 05, 2015 BY LeapRate Staff

Australia's ASIC first half 2015 report: 323 enforcement actions, crackdown on Retail Forex

Australia's financial regulator ASIC has released its enforcement report for the first half of 2015, noting it has been very busy bringing a total of 323 enforcement actions during the six month period. ASIC made special mention of its crackdown this year on the Retail Forex sector, taking close notice of changes in control of…

January 30, 2015 BY Andrew Saks-McLeod

ASIC releases enforcement report for H2 2014 - Retail FX high on regulator's list of priorities

Within the last six months of 2014, ASIC took stringent action against a number of FX companies, and voiced its trepidation toward the practices of certain firms. Commissioner Greg Tanzer has stated today that retail FX trading is a matter which features as an important part of the regulator's agenda

Tag: ASIC enforcement report