ASIC revokes license of trading education provider The Sharemarket College LeapRate

September 08, 2016 BY Valentina Kirilova

ASIC revokes license of trading education provider The Sharemarket College

ASIC has cancelled the Australian Financial Services (AFS) licence of Brisbane-based education and training business, The Sharemarket College Pty Ltd (AFS licence No 331635). ASIC has also banned the Responsible Managers of The Sharemarket College, Mr Graeme Allan Rogers and Mrs Jill Rogers. The Sharemarket College failed to comply with a number of its obligations…

August 23, 2016 BY Valentina Kirilova

ASIC cancels the registration of 133 SMSF auditors

ASIC has cancelled the registration of 133 approved self-managed superannuation fund (SMSF) auditors who did not lodge their annual statements. On July 28, 2016, ASIC sent a final warning to 185 approved SMSF auditors with outstanding annual statements. ASIC had alerted these auditors on a number of occasions that their registration would be cancelled if…

August 17, 2016 BY Valentina Kirilova

ASIC cancels Marigold Falconer licence

ASIC has cancelled the Australian financial services licence held by Marigold Falconer International Limited (Marigold Falconer). Marigold Falconer was unable to satisfy ASIC that it could obtain insurance cover for the services it was authorised to provide under the licence, which included providing financial product advice and dealing in financial products. ASIC has previously suspended…

Tag: ASIC cancels