anti-money laundering Archives

Morgan Stanley fined $10m for AML program

December 27, 2018 —by Valentina Kirilova 1077 0

FINRA, a not-for-profit organization dedicated to investor protection and market integrity, has announced that it has fined Morgan Stanley Smith…

December 18, 2018 —by Valentina Kirilova 817 0

UBS (NYSE:UBS) has agreed to pay $15 million total fine to FINRA, SEC and FinCEN. The financial services company failed to…

November 13, 2018 —by Valentina Kirilova 1421 0

IdentityMind, Digital Identities You Can Trust, has just announced that B2Broker, a provider of liquidity and technology solutions for the…

October 12, 2018 —by Valentina Kirilova 1061 0

The Hong Kong Securities and Futures Commission (SFC) has just informed the public that it has today released consultation conclusions…

September 17, 2018 —by Valentina Kirilova 781 0

The Swiss Financial Market Supervisory Authority FINMA has announced that it has concluded two enforcement procedures against Credit Suisse AG…

August 16, 2018 —by Valentina Kirilova 616 0

Archax, the upcoming institutional-grade crypto exchange, has announced that it has partnered with Custom House Global Fund Services to perform…

July 12, 2018 —by Valentina Kirilova 711 0

IdentityMind Global has announced that HBUS, which operates an online virtual currency marketplace in the U.S., has selected IdentityMind to…

July 5, 2018 —by Valentina Kirilova 872 0

The Hong Kong Securities and Futures Commission (SFC) has launched a consultation on proposals to amend the Guideline on Anti-Money…

June 6, 2018 —by Valentina Kirilova 566 0

The Financial Conduct Authority (FCA) has informed the public that it has fined Canara Bank £896,100 and has imposed a…

March 12, 2018 —by Valentina Kirilova 1328 0

New Zealand’s Financial Markets Authority (FMA) announced that it has issued formal warnings to five reporting entities under Section 80…