FINRA, a not-for-profit organization dedicated to investor protection and market integrity, has announced that it has fined Morgan Stanley Smith…
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UBS fined $15m over deficiencies in anti-money laundering programs
UBS (NYSE:UBS) has agreed to pay $15 million total fine to FINRA, SEC and FinCEN. The financial services company failed to…
Read MoreB2Broker selects SaaS-based IdentityMind for KYC and AML compliance
IdentityMind, Digital Identities You Can Trust, has just announced that B2Broker, a provider of liquidity and technology solutions for the…
Read MoreSFC concludes consultation on amendments to anti-money laundering
The Hong Kong Securities and Futures Commission (SFC) has just informed the public that it has today released consultation conclusions…
Read MoreFINMA finds deficiencies in anti-money laundering processes at Credit Suisse
The Swiss Financial Market Supervisory Authority FINMA has announced that it has concluded two enforcement procedures against Credit Suisse AG…
Read MoreArchax teams up with Custom House for KYC & AML checks
Archax, the upcoming institutional-grade crypto exchange, has announced that it has partnered with Custom House Global Fund Services to perform…
Read MoreIdentityMind Global to ensure AML compliance for HBUS’ virtual currency marketplace
IdentityMind Global has announced that HBUS, which operates an online virtual currency marketplace in the U.S., has selected IdentityMind to…
Read MoreSFC consults on amendments to anti-money laundering
The Hong Kong Securities and Futures Commission (SFC) has launched a consultation on proposals to amend the Guideline on Anti-Money…
Read MoreFCA fines Canara Bank £896,100 and imposes a restriction
The Financial Conduct Authority (FCA) has informed the public that it has fined Canara Bank £896,100 and has imposed a…
Read MoreNew Zealand FMA issues five warnings for anti-money laundering and CFT act
New Zealand’s Financial Markets Authority (FMA) announced that it has issued formal warnings to five reporting entities under Section 80…
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