Security Traders Association teams up with Knopman Marks on financial training


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The Security Traders Association (STA) has just signed an agreement with financial licensing examinations training provider Knopman Marks Financial Training.

Knopman Marks offers a training program for the Securities Industry Essentials (SIE) Exam, FINRA’s newest exam for securities industry professionals. The SIE exam results are valid for a period of 4 years and need to be combined with a qualification exam appropriate for the type of business the individual will engage in.

Jim Toes, STA President and CEO
Jim Toes, STA President and CEO

Jim Toes, STA President and CEO, commented on the news:

The SIE Exam was launched in October 2018, and it is now the mandatory first step to all securities licensing. Our members, and the securities industry as a whole, should be aware of the new licensing process. Of importance to a broader audience, particularly finance students and those with lapsed licenses, you do not have to be sponsored by a financial institution to take the SIE Exam.

Knopman Marks is a respected leader in their field with a team of experienced instructors, and we are pleased to partner with them on this initiative,” he added.

Since 1934, STA has built a long-standing reputation educating and advocating for securities industry professionals across North America,” said Harvey Knopman, Founder, President and Faculty Member at Knopman Marks Financial Training. “It is a natural extension for us to work with STA to communicate about the SIE Exam, and to offer this discount to STA members, and their friends and families.

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Security Traders Association teams up with Knopman Marks on financial training

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