Category: Financial Services

A look at the ASX 200 as it heads into its third decade of trading
April 21, 2017 BY Valentina Kirilova

ASX launches the ASX 100 Cyber Health Check Report

The ASX 100 Cyber Health Check Report was launched today by the Minister Assisting the Prime Minister for Cyber Security, The Hon Dan Tehan MP, at a ceremony in Sydney hosted by ASX Chairman Rick Holliday and also featuring ASIC Commissioner Cathie Armour. The ASX 100 Cyber Health Check is the first attempt to gauge…

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Hong Kong SFC
April 21, 2017 BY Valentina Kirilova

SFC enhances access to licensing information

The Securities and Futures Commission (SFC) today published a comprehensive Licensing Handbook to provide easier access to licensing information. The licensing section of the SFC website has also been revamped to improve the user experience. The new Licensing Handbook consolidates information previously issued by the SFC in its Licensing Information Booklet and in frequently asked…

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fca warning
April 21, 2017 BY Valentina Kirilova

FCA warns against Zeb Insurance firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Zeb Insurance. Zeb Insurance is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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CFTC offices
April 21, 2017 BY Valentina Kirilova

CFTC charges purported hedge fund Capitol Equity FX LLC with fraud

The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action in the U.S. District Court for the Central District of California, Eastern Division, against Capitol Equity FX LLC, a purported hedge fund operating in California, and its principals and agents, Robert Leland Johnson IV and Marisa Elena Johnson, both of…

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clone firm FCA warning
April 20, 2017 BY Valentina Kirilova

FCA warns against House of Loans clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm House of Loans. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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April 20, 2017 BY Valentina Kirilova

SGX reports 3Q 2017 net profit of $83 million

Singapore Exchange (SGX) today reported 3Q for 2017 net profit of $83.1 million ($89.2 million) on the back of revenues of $202.7 million ($205.8 million). Excluding a one-off loss of $4.0 million from the disposal of its investment in the Bombay Stock Exchange, net profit would have been $87.0 million, 2% lower than a year…

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fca warning
April 20, 2017 BY Valentina Kirilova

FCA warns against Zenith Investor firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Zenith Investor. Zenith Investor is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…

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Top listings of NYSE and Nasdaq tradable on the global market of the Vienna Stock Exchange
April 20, 2017 BY Valentina Kirilova

CLEEN Energy AG joins the Vienna Stock Exchange

A new stock has joined the regulated market of the Vienna Stock Exchange Today is the first trading day of CLEEN Energy AG in the segment standard market. The Vienna Stock Exchange is the exclusive trading venue for the company’s stocks. Price discovery and trading take place in a daily midday auction at 13.30 hrs.…

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