Tokyo Financial Exchange (TFX) has released its trading volumes report with mixed results for February 2018. The trading volume of Three-month Euroyen futures was 123,797 ( +27.6% MoM / +28.1% YoY ) and its average daily volume was 6,516. 項目 February 2018 Trading Volume Daily Average Change on Previous Month Year on Year Change…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Remington Mining. Remington Mining is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which…
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It isn't just the bank and brokers getting fined. The U.S. Securities and Exchange Commission (SEC) has announced that it charged the New York Stock Exchange and two affiliated exchanges with regulatory failures in connection with multiple episodes, including several disruptive market events. The charges arose from five separate investigations and include the first-ever charged…
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UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Cabbot Law Group. Cabbot Law Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…
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The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Policy Expert. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics to…
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Deutsche Börse has released its cash markets February turnover and with the number of €158.5 billion, they have achieved the highest February turnover since 2008 (February 2017: €109.0 billion). Of the €158.5 billion, €143.4 billion were attributable to Xetra (February 2017: €97.8 billion). The average daily turnover on Xetra was thus €7.2 billion. Order book…
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The Hong Kong Securities and Futures Commission (SFC) announced that it has criticised Nomura International (Hong Kong) Limited and Lee Yuen Yee, Annisa for breaches of the Code on Takeovers and Mergers (Takeovers Code) whilst acting as the financial adviser to West China Cement Limited in relation to a possible mandatory offer for the company’s…
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The U.S. Commodity Futures Trading Commission (CFTC) has announced that it has filed a civil enforcement action in the U.S. District Court for the Southern District of New York, charging Lon Olen Friedrichsen of Alton, Iowa, with fraud and failing to register with the CFTC as a Commodity Trading Advisor, as required. Friedrichsen, as alleged, also solicited…
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UK financial regulator the Financial Conduct Authority (FCA) has announced that it has fined Guillaume Adolph £180,000, and banned him from performing any function in relation to any regulated financial activity. Mr. Adolph formerly worked at Deutsche Bank AG (FRA:DBK) as a short-term interest rate derivatives trader, trading products referenced to CHF (Swiss Franc) and JPY…
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UK FCA financial regulator the FCA has announced that following an urgent application by it, the High Court has appointed Russell Downs, Douglas Nigel Rackham and Dan Yoram Schwarzmann of PricewaterhouseCoopers (PwC) as joint administrators of Beaufort Securities Limited, and joint special administrators of Beaufort Asset Clearing Services Limited. The FCA took this action following an assessment…
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