Category: Executives

Securities and Exchange Commission proposes Transaction Fee Pilot for NMS Stocks
December 15, 2017 BY Valentina Kirilova

SEC names Kenneth A. Johnson as Chief Operating Officer

The Securities and Exchange Commission (SEC) announced that Kenneth A. Johnson has been named the agency's Chief Operating Officer (COO). Mr. Johnson has served as Acting COO since February 2017. In his role as COO, Mr. Johnson oversees the SEC's operational and administrative functions, including the agency's Office of Human Resources; Office of Acquisitions; Office…

Read more
BIS announces key appointments in Singapore and Switzerland
December 14, 2017 BY Valentina Kirilova

UBS Announces Changes To Group Executive Board

The UBS Group AG (VTX: UBSG) Board of Directors informed that it has approved the following changes to the Group Executive Board (GEB), the firm's most senior management body. Martin Blessing appointed President Wealth Management Axel P. Lehmann appointed President Personal & Corporate Banking and President UBS Switzerland Sabine Keller-Busse appointed Group Chief Operating Officer.…

Read more
Ally Financial management
December 12, 2017 BY LeapRate Staff

Ally Financial hires PNC's Jenn LaClair as CFO

Online trading and banking company Ally Financial Inc (NYSE: ALLY) has announced that Jenn LaClair will be joining the company as chief financial officer designate, effective December 18, 2017, with the intent that she be appointed to succeed Ally's CFO Chris Halmy. Halmy will retire as chief financial officer after eight years of dedicated service with Ally, effective March 1,…

Read more
December 12, 2017 BY Valentina Kirilova

R.J. O’Brien Limited hires veteran UK institutional brokerage team

R.J. O’Brien & Associates (RJO), the oldest independent futures brokerage and clearing firm in the United States, today announced that veteran institutional brokers Barry Marnane and Neil Tesi have joined its London-based affiliate, R.J. O’Brien Limited (RJO Limited). Operating as a team for 16 years, Marnane and Tesi specialize in global macro fixed income futures…

Read more
Arman Tahmassebi ETX Capital
December 08, 2017 BY LeapRate Staff

Exclusive: ETX Capital promotes Arman Tahmassebi to CEO

LeapRate Exclusive... LeapRate has learned that London based FX and CFDs broker ETX Capital has stayed internal to replace its recently departed longtime CEO Andrew Edwards, promoting COO Arman Tahmassebi to the CEO position at the company. As was exclusively reported at LeapRate at the beginning of November, Andrew Edwards surprised a lot of people…

Read more
BIS announces key appointments in Singapore and Switzerland
December 08, 2017 BY Valentina Kirilova

Daniel Michael named Chief of SEC Enforcement Division’s Complex Financial Instruments Unit

The Securities and Exchange Commission (SEC) announced that Daniel Michael has been named chief of the Enforcement Division’s Complex Financial Instruments Unit. In his new role, Mr. Michael will lead a specialized unit of attorneys and industry experts who are located in offices across the country and investigate potential misconduct related to complex financial products…

Read more
December 07, 2017 BY Valentina Kirilova

Susan Swart to leave as Chief Information Officer of the International Monetary Fund

Susan Swart, the International Monetary Fund’s (IMF) Chief Information Officer and Director of its Information Technology Department (ITD), has decided to leave the Fund in early 2018 for personal reasons. Ms. Swart joined the IMF in June 2012, following a distinguished career at the U.S. State Department. Susan brought with her the expertise and international…

Read more