Category: Financial Services

fca clone firm
April 19, 2017 BY Valentina Kirilova

FCA warns against Marks & Spencer Bond clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Marks & Spencer Bond. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…

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April 19, 2017 BY Valentina Kirilova

Forex Sports Sponsorship: LMAX Exchange backs GB Wheelchair Rugby

LMAX Exchange, FCA regulated MTF for global FX trading, today announced its partnership with GB Wheelchair Rugby (GBWR). The partnership will assist with the funding of GBWR as the team prepares for the 2017 European Championships in Germany and the 2018 World Championships in Australia. LMAX Exchange is the first company to offer support to GBWR…

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ESMA ceases renewal of product intervention CFDs measures
April 19, 2017 BY Valentina Kirilova

ESMA to cooperate with New Zealand's regulators on CCPs

The European Securities and Markets Authority (ESMA) has established a Memorandum of Understanding (MoU) under the European Markets Infrastructure Regulation (EMIR) with Reserve Bank of New Zealand and Financial Markets Authority of New Zealand. The MoU establishes cooperation arrangements, including the exchange of information, regarding Central Counterparties (CCPs) which are established and authorised or recognised…

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sfc warning
April 18, 2017 BY Valentina Kirilova

Hong Kong SFC adds Juno Markets to its alert list

Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…

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NZX Carbon Fund (CO2)
April 18, 2017 BY Valentina Kirilova

NZX joins UN Sustainable Stock Exchange initiative

The NZX Stock Exchange (NZX:NZE) announced that it has joined the United Nations Sustainable Stock Exchange (SSE) initiative as a partner exchange. The SSE initiative provides a platform for exchanges to discuss environmental, social and corporate governance enhancements and stimulate discussions about sustainable investment. Joining more than 60 global exchanges this partnership reinforces NZX’s ongoing…

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sfc warning
April 18, 2017 BY Valentina Kirilova

Hong Kong SFC adds www.ads-securites.com to its alert list

Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…

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fma warns against unregulated company
April 18, 2017 BY Valentina Kirilova

Italy regulator CONSOB warns against six new companies

The National Commission for Companies and the Stock Exchange (Commissione Nazionale per le Società e la Borsa – CONSOB) just warned that the companies: Blue Seal Limited and Blonde Bear Ou are not authorised to provide investment services and activities in Italy by any means and therefore, including through the websites www.cac400.com and www.mib700.com; Innovate…

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sfc warning
April 18, 2017 BY Valentina Kirilova

Hong Kong SFC adds Armor Asia Limited to its alert list

Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. Added to the SFC Alert List…

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