Category: Financial Services

results on data report
April 20, 2017 BY Valentina Kirilova

ASIC Australia market integrity report for 2H-2016 highlights Spot FX actions

ASIC has today released its latest report on market integrity for the period 1 July 2016 to 31 December 2016. The report covers ASIC's work helping to ensure Australia’s financial markets operate fairly and efficiently. Key outcomes during the six-month period include: 2 criminal actions 6 civil outcomes/ 2 enforceable undertakings bannings, disqualifications and licence…

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asic bans
April 20, 2017 BY Valentina Kirilova

ASIC bans former director of AFS Capital

ASIC has banned Dr Bingxing Hu (Dr Hu), of Melbourne, Victoria, from providing financial services for five years. Dr Hu was a director of AFS Capital Securities Limited ACN 143 006 151 (AFS Capital) from 8 April 2010 until 18 April 2017. AFS Capital's primary business is to assist companies to list on the Australian…

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April 19, 2017 BY admin

Nasdaq launches venture investment program dedicated to fintech opportunities

Nasdaq Inc (NASDAQ: NDAQ) one of the world’s leading providers of technology and services to the capital markets, announced today the launch of a venture investment program, Nasdaq Ventures, dedicated to discovering, investing in and partnering with unique fintech companies worldwide. The program’s main objective is to identify and collaborate on new technologies and groundbreaking…

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Deutsche Börse
April 19, 2017 BY Valentina Kirilova

Eight new BNP Paribas ETCs from metals and energy sectors launched on Xetra

ETCs provide access to Rogers International Commodity Enhanced Indices (RICI) commodity index family Eight new exchange traded commodities (ETCs) issued by BNP Paribas Arbitrage Issuance B.V. are tradable on Xetra and Börse Frankfurt since yesterday, Deutsche Börse AG announced. The ETCs give investors access to the performance of industrial and precious metals as well as…

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Dash adds real-time transparency for portfolio trading
April 19, 2017 BY admin

Dash Financial Technologies appoints Ari House CFO

Dash Financial Technologies, a leading trading technology provider to the institutional trading community today announced the appointment of Ari House as Chief Financial Officer. His first official day in his new role was April 1st. Mr. House has spent nearly 20 years working in various capital markets roles and has accumulated extensive experience successfully operating…

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fca clone firm
April 19, 2017 BY Valentina Kirilova

FCA warns against Marks & Spencer Bond clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Marks & Spencer Bond. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their…

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