Category: Financial Services

ASIC office
November 02, 2018 BY Valentina Kirilova

ASIC obtains orders against Goldsky Global Access Fund Pty Ltd

The Queensland Supreme Court has appointed Anthony Castley of William Buck as receiver and manager over the assets of Goldsky Global Access Fund Pty Ltd, Kenneth Charles Grace and associated entities. Freezing orders were also made restraining the disposal of any property (including money and securities) by Mr Grace, Goldsky Global Access Fund Pty Ltd, Goldsky Asset…

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fca warning clone firm
November 02, 2018 BY Valentina Kirilova

FCA warns against Cantor Fitzgerald Bank clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Cantor Fitzgerald Bank. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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Deutsche Börse revenues
November 01, 2018 BY Valentina Kirilova

Deutsche Börse cash markets' trading volume up nearly 50% YoY in October

Trading volume 48% higher year-on-year Deutsche Börse cash markets achieved a turnover of €171.6 billion in October (2017: €115.9 billion). This corresponds to a year-on-year increase of 48 percent. Of the €171.6 billion, €156.7 billion were attributable to Xetra (October 2017: €102.9 billion). The average daily turnover on Xetra was thus €7.1 billion. Order book…

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fca warning
November 01, 2018 BY Valentina Kirilova

FCA warns against Trade Capital Investments LLC firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the company Trade Capital Investments LLC trading as Trade Capital. Trade Capital Investments LLC t/a Trade Capital is not authorised by the FCA but has been targeting people…

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AML compliance
November 01, 2018 BY Valentina Kirilova

SEC updates list of firms using inaccurate information to solicit investors

The Securities and Exchange Commission (SEC) has announced that it has updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 16 soliciting entities, four impersonators of genuine firms, and eight bogus regulators. The SEC also made technical updates to its database to make it easier for retail investors…

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moex moscow exchange
November 01, 2018 BY Valentina Kirilova

MOEX launches Sponsored Market Access to its Derivatives Market

Moscow Exchange (MOEX) has announced that it has launched Sponsored Market Access (SMA) to its Derivatives Market to international and Russian clients of MOEX market participants. The SMA technology allows direct access to trading on Moscow Exchange’s Derivatives Market. Prior to 1 November, clients of MOEX market participants could only trade by using infrastructure solutions…

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fma scam alert
November 01, 2018 BY Valentina Kirilova

New Zealand FMA warns against Zend Trade

The Financial Markets Authority (FMA) has just issued a warning against a scam company called Zend Trade. Zend Trade Entity name: Zend Trade Associated entities/individuals: Russ Horn, Forex Equinox Trading name: Zend Trade Website: www.zendtrade.com Email: [email protected] Reason for warning: Zend Trade has the characteristics of a scam, including offering unrealistic returns and withholding client…

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Republic of Abkhazia cuts power to 15 miners – What is going on here?
November 01, 2018 BY Valentina Kirilova

SEC to modernize property disclosures required for mining registrants

The Securities and Exchange Commission (SEC) has announced that it has voted to adopt amendments to modernize the property disclosure requirements for mining registrants, and related guidance, under the Securities Act of 1933 and the Securities Exchange Act of 1934. The amendments will provide investors with a more comprehensive understanding of a registrant’s mining properties,…

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Tokyo Financial Exchange TFX volumes TFX Click 365
November 01, 2018 BY Valentina Kirilova

TFX-Click 365 volumes up 26% MoM in October

Tokyo Financial Exchange (TFX) has just released its trading volumes report for the month of October. The trading volume of Three-month Euroyen futures was 114,555 ( - 37.9% MoM / + 8.3% YoY ) and its average daily volume was 5,207. 項目 October   2018 Trading Volume Daily Average Change on Previous Month Year on…

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