The UK Financial Conduct Authority (FCA) has put out details of several unregulated firms. The names of the latest additions to the regulator’s warning list are Investteck, Alliance Capital, and Payment Solutions. According to the regulator, the fraudsters are using or giving out the following details as part of their tactics to scam people in…
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The Commission de Surveillance du Secteur Financier (CSSF) has just warned the public of the activities of an entity named Alysa Group and/or Alysa Finance Holding SA. Alysa Group and/or Alysa Finance Holding SA, Société de Gestion de Patrimoine Familial SPF is operating via the website www.alysa-group.com and claims to be supervised by the CSSF.…
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The National Clearing Centre (NCC), a Moscow Exchange Group company, has announced that it has obtained clearing membership on the Shanghai Gold Exchange (SGE). The exchanges signed an MoU back in April 2018 and a MoU on cooperation in gold trading signed by the Bank of Russia and the People’s Bank of China in September…
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SIX Swiss stock exchange has announced that it has welcomed the global provider of software and cloud solutions SoftwareONE's Initial Public Offering (IPO) as its fifth company this year. The shares of the company (ticker "SWON") were traded for the first time on the exchange today. At an opening price of CHF 18.00 per registered…
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Australian regulator ASIC has announced earlier today that it has permanently banned Emma Maree Radke from providing financial services. From 2011 to 2018 Ms Radke provided administrative services via a related company of Fitzpatricks Private Wealth Pty Ltd, a financial services licensee and she was engaged in misconduct which included dishonestly transferring client money into…
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Australian regulator ASIC has yesterday reported on its assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd (BTA). The Australian watchdog has made recommendations to improve BTA’s arrangements for governance, supervision and enforcement, and systems and controls, as well as to strengthen its arrangements so as to meet increasing regulatory and investor expectations of…
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If there was one action that could catapult Bitcoin awareness through the public masses in the United States, crypto advocates have long asserted that access to a commingled trust, a Bitcoin Exchange-Traded Fund (ETF), would do the trick. This proposition, however, has withered on the vine, as the SEC has chosen to reject every application…
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Australian regulator ASIC has announced earlier today that it has suspended the Australian financial services (AFS) licence of Sydney-based financial services provider KP International Group Australia Pty Ltd (KP International) until 23 September 2020. According to the regulator, KP International did not adequately address systemic issues identified by the Financial Ombudsman Service (now Australian Financial…
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Warsaw Stock Exchange (GPW) has today approved the GPW Partner Firm – GPW Crowdfunding Partner Programme for crowdfunding and crowdinvesting . The Programme is addressed to local and international brokers who offer crowdfunding and crowdinvesting services. Izabela Olszewska, Member of the GPW Management Board, commented: The Exchange assists businesses in raising capital for growth. Our…
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Doo Tech, a global trading solutions provider, has just announced that it has released the Bridge Cloud service for connection to the Hong Kong Exchange. By connecting the MetaTrader 5 (MT5) platform to HKEX, forex brokers will now be able to extend their business, start offering futures instruments and receive real-time quotes without delay. The…
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