Cyprus regulator CySEC has just announced that it has decided to impose a total administrative fine of €170.000 to CIF…
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Fines
CySEC fines Bluehouse Investment Advisors Ltd €30.000
The Cyprus Securities and Exchange Commission (CySEC) has informed the public that it has decided to impose an administrative fine…
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Nine Masts Capital Limited fined $1.2m over naked short selling
The Hong Kong Securities and Futures Commission (SFC) announced that it has fined the company Nine Masts Capital Limited $1.2…
Read MoreStandard Chartered Bank fined £102.2 million for poor AML controls
The Financial Conduct Authority (FCA) has announced yesterday that it has fined Standard Chartered Bank £102,163,200 for Anti-Money Laundering (AML)…
Read MoreFutures trader fined more than $1 million for fraud
The Commodity Futures Trading Commission (CFTC) has just announced that an individual named William H. Powderly IV of New Hope,…
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Goldman Sachs International fined £34.3 million for transaction reporting failures
The UK Financial Conduct Authority (FCA) just announced that it has fined the company Goldman Sachs International (GSI) £34,344,700 for failing…
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UBS AG fined £27.6m by the UK FCA
Swiss multinational investment bank and financial services company UBS AG has been fined £27,599,400 by the UK financial regulator the…
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Forex scammer and his companies ordered to pay over $2.2 million in fines
The U.S. Commodity Futures Trading Commission (CFTC) today revealed that the U.S. District Court for the Western Division of California’s…
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BOCI Securities Limited reprimanded and fined HK$10 million by the SFC
Hong Kong’s Securities and Futures Commission (SFC) today issued an official reprimand of BOCI Securities Limited (BSL) and fined the…
Read MoreBB&T agrees to return over $5 million to clients and pay fine on deceptive prices
The Securities and Exchange Commission (SEC) revealed that BB&T Securities has finally agreed to reimburse over $5 million to individual…
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