SFC fines
March 15, 2017 BY LeapRate Staff

Credit Suisse fined $170,000 in Australia for order filtering issues

Australia financial regulator ASIC has announced that Credit Suisse Equities (Australia) Limited, an Australian unit of global banking firm Credit Suisse Group AG (ADR) (NYSE:CS) has paid a penalty of AUD $170,000 to comply with an infringement notice from ASIC's Markets Disciplinary Panel (MDP). The MDP had reasonable grounds to believe that Credit Suisse had contravened…

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cssf warning
March 14, 2017 BY Valentina Kirilova

Luxembourg regulator CSSF warns against Campbell & Browne Associates

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Campbell & Browne Associates. Campbell & Browne Associates operates at website https://campbellbrowneassociates.com/ and claims to be established at 26, boulevard Royal, L-2449 Luxembourg. The CSSF informs the public that the entity named Campbell & Browne Associates is…

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March 14, 2017 BY Valentina Kirilova

FCA warns against Stevenson Investment Management Inc. firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Stevenson Investment Management Inc. Stevenson Investment Management Inc. is not authorised by the FCA but has been targeting people in the UK and is also carrying…

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March 14, 2017 BY Valentina Kirilova

Dow Jones launches Factiva App on the Salesforce AppExchange

Dow Jones today announced it has launched the Factiva app on the Salesforce AppExchange, empowering businesses to connect with their customers, partners and employees in entirely new ways. The Factiva app offers customers access to content from 33,000 premium news sources and over 20 million public and private company profiles. Factiva’s set of sources is…

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March 14, 2017 BY Valentina Kirilova

IOSCO launches its first Regional Capacity Building Hub in Malaysia

The International Organization of Securities Commissions (IOSCO) today unveiled the IOSCO Asia Pacific Hub in Kuala Lumpur, hosted by the Securities Commission (SC) Malaysia. This initiative responds to a growing demand among IOSCO members for enhanced capacity building, particularly in growth and emerging markets. Ranjit Ajit Singh, Chair of SC Malaysia, Vice Chair of the…

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March 14, 2017 BY Valentina Kirilova

KCG trade volumes are steady in February

KCG Holdings, Inc. (NYSE: KCG) today released trade volumes for the month of February 2017. In Market Making, KCG averaged $28.0 billion dollar volume traded (a minor decrease compared to January), 10.9 billion shares traded, and 3.4 million trades per day in U.S. equities. In Global Execution Services: KCG Institutional Equities averaged 217.0 million U.S.…

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March 14, 2017 BY Valentina Kirilova

PsyQuation completes first full integration with Australia forex broker GO Markets

Behavioral profiling based trading tool provider PsyQuation just announced that starts to offer the functionality of its robo trading coach to GO Markets clients via the brokers client portal. CEO of PsyQuation Michael Berman commented: GO Markets were focused on simplifying the sign-up process, allowing their clients to opt-in to Psyquation through their new online portal.…

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